Regulatory Investigations

Every day, Gravel & Shea clients do business in a continually evolving legal and regulatory environment. From time to time, this complex environment causes clients to receive inquiries from federal and state regulators. Gravel & Shea has advised clients regarding a broad range of regulatory issues and has represented clients addressing regulatory matters before administrative agencies and in federal and state courts.

Over the years, members of this group have advised clients regarding investigations involving the Vermont Attorney General, the New York Attorney General, the Securities and Exchange Commission, the Vermont Public Service Department, various State’s Attorneys and other entities. Their experience and relationships help Gravel & Shea attorneys to advise clients in resolving inquiries amicably when possible and to obtain the best result for clients facing enforcement actions through litigation when necessary.